Nicole A. Van Lith
Professional summary
Nicole Ann Van Lith, who also goes by Nicole Vanlith, Nicole A Van Lith, is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Greer, South Carolina.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2001. Nicole has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Ann Van Lith's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2023 - Present
SAYBRUS EQUITY SERVICES, LLC
March 26, 2020 - July 5, 2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 12, 2017 - March 31, 2020
PRUCO SECURITIES, LLC.
March 23, 2010 - December 31, 2016
STATE FARM VP MANAGEMENT CORP.
January 28, 2009 - February 23, 2010
MML INVESTORS SERVICES, LLC
January 24, 2008 - October 7, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
November 29, 2006 - February 5, 2008
IFMG SECURITIES, INC.
July 12, 2005 - December 31, 2006
TCF INVESTMENTS, INC.
August 4, 2003 - June 22, 2005
U.S. BANCORP INVESTMENTS, INC.
March 22, 2001 - July 28, 2003
TCF INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2023)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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