CC
Christopher D. Cox
COOPER MCMANUS
BURBANK, CA 91502
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CRD#: 4368367
CC
Professional summary
Christopher David Cox is a registered financial advisor currently at COOPER MCMANUS located in Burbank, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Corona, California.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ATLAS INDICATORS, 303 N GLENOAKS, STE 200, BURBANK, CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/15/09, NIR, 1/WK- 0/TRADING 2) COOPER MCMANUS, 9870 RESEARCH DRIVE, IRVINE, CA, ADVISORY REP OF A REGISTERED INVESTMENT ADV, RIA, 04/15/09, INV REL, 30/WK- 25/TRADING 3) ATLAS INDICATORS INVESTMENT ADVISORS, INC. 303 N GLENOAKS, STE 200, BURBANK CA, DBA/ MARKETING NAME, 04/15/09, INV REL, 5/WK- 0/TRADING 4) WILSHIRE ROTARY CLUB OF LOS ANGELES, 743 SOUTH LUCERNE BLVD, LOS ANGELES, CA, NON- PROFIT, IMMEDIATE PAST PRESIDENT, 07/01/14, NIR, 5/WK- 0/TRADING 5) ATLAS POINT, 303 N Glenoaks, Suite 200, Burbank CA 91502, 12/2022, Board Member, Tech Based Behavioral Science, NIR, 1 HR/MO - 0 HR/MO Trading. 6) FARM HAND, 2075 MYERS ST, RIVERSIDE CA 92503, United States, 11/01/2024, Farm hand, Agriculture, NIR, 15/MO - 0/Trading
CRS (Client Relationship Summary) - RIA
Click below to view Christopher David Cox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2009 - Present
COOPER MCMANUS
Office #1: 303 N Glenoaks Blvd Suite 200, Burbank, CA 91502RIA
CRD#: 111458
BURBANK, CA
Current
March 27, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 560 W Foothill Pkwy., Corona, CA 92882BD
CRD#: 39543
Corona, CA
Past
April 1, 2009 - April 2, 2009
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
WEST HOLLYWOOD, CA
Past
April 1, 2009 - March 27, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BURBANK, CA
Past
May 13, 2002 - April 2, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
CUCAMONGA, CA
Past
March 15, 2001 - April 2, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
CUCAMONGA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/31/2022)
RR
Arkansas(3/27/2020)
IAR
California(4/2/2009)
RR
California(3/27/2020)
RR
Hawaii(3/27/2020)
RR
Kansas(3/27/2020)
IAR
Louisiana(9/24/2018)
RR
Massachusetts(3/27/2020)
RR
Montana(3/27/2020)
RR
Ohio(1/3/2023)
RR
Oregon(3/27/2020)
RR
Pennsylvania(3/27/2020)
RR
Tennessee(10/13/2021)
IAR
Texas(8/25/2017)
RR
Texas(3/27/2020)
RR
Washington(12/17/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9870 Research Drive, Irvine, CA 92618
Mailing Address
Phone number
(800) 516-5333
Established
Firm type
Fiscal year end
# of Employees
52
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 2,560,714,584 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
