Jesus Heiras

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CRD#: 4368282

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jesus Heiras was a registered financial professional .

Jesus is a previously registered financial professional and started their career in finance in 2001. Jesus had worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 06/2014 TO PRESENT; MONEX ASSET MANAGEMENT, INC.; HOUSTON, TX; INVESTMENT RELATED; INSURANCE AGENT, GENERAL LINES. (2) 05/2018 TO PRESENT; SOSEANA LLC; THE WOODLANDS, TX; NOT INVESTMENT RELATED; DIRECTOR; SPEND 10 HRS/WK INITIALLY; COMMERCIAL SPORTS UNIFORMS. (3) 09/2018 TO PRESENT; BOSCHEIRAS INC.; THE WOODLANDS, TX; NOT INVESTMENT RELATED; TREASURER; REAL ESTATE INVESTMENT COMPANY; SPEND 3 HRS/WK. (4) 06/2019 TO PRESENT; TWO RENTAL PROPERTIES IN MONTGOMERY COUNTY, TX; NOT INVESTMENT RELATED; PARTNER; SPEND 1 HR/WK. (5) 01/2021 TO PRESENT; Garhe Muebles y Cocinas, SA de CV; CANCUN, MEXICO; NOT INVESTMENT RELATED; DIRECTOR AND PARTNER; KITCHEN PRODUCTION & COMMERCIALIZATION; SPEND 20 HRS/MO, NOT DURING TRADING HOURS. (6) 01/2022 TO PRESENT; MEADU, LLC; CONROE, TX; NOT INVESTMENT RELATED; OWNER, DIRECTOR; ONLINE SERVICES; SPEND 10 HRS/MO, ZERO DURING TRADE HRS. (7) 08/2022 TO PRESENT; MADEN LLC; WEBSITE; INVESTMENT RELATED; OFFICE, MANAGER, AGENT; GROUP INSURANCE & REAL ESTATE INV; WWW.PRIVATESCHOOLID.COM; SPEND 10 HRS/MO. (8) 05/2023 TO PRESENT; KW UPTOWN; REAL ESTATE; NON-INVESTMENT RELATED; ASSISTANT TO SALES AGENT; CLERICAL; SPEND 16 HRS/MO, NOT DURING TRADING HOURS. (9) DEMA LLC DBA WOODLANDS FOREST SCHOOL; NON-INVESTMENT RELATED; 8916 WEST LANE, MAGNOLIA, TX 77354; EDUCATION; CEO; 01/2024; 30 HRS/MONTH; ZERO HRS DURING TRADING HOURS; MANAGEMENT AND ORGANIZATION OF THE SCHOOL.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 31, 2018 - March 13, 2025

MONEX ASSET MANAGEMENT, INC.

RIA

CRD#: 148123

HOUSTON, TX

Past

November 10, 2005 - March 13, 2025

MONEX SECURITIES, INC.

CRD#: 30362

HOUSTON, TX

Past

December 17, 2004 - October 12, 2005

ALTERNA SECURITIES, INC.

CRD#: 41139

HOUSTON, TX

Past

May 17, 2001 - October 4, 2004

EDIFICE CAPITAL, INC.

CRD#: 105093

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONEX ASSET MANAGEMENT, INC.

CRD#: 148123 / SEC#: 801-120366

RIA

Registered Investment Advisory firm - (2/22/2021 Approved)

California

Registered Investment Advisory firm - (3/25/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/23/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/14/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/16/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/16/2001

General Securities Principal Examination

Current Firm

MONEX ASSET MANAGEMENT, INC.

CRD#: 148123 / SEC#: 801-120366

RIA

Registered Investment Advisory firm - (2/22/2021 Approved)

California

Registered Investment Advisory firm - (3/25/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/23/2021 Terminated)

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Contact information

Main Address

440 Louisiana Street Suite 1240, Houston, TX 77002

Mailing Address

Phone number

(713) 877-8234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	528
AUM (Assets Under Management)	$ 386,314,126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jesus Heiras

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MONEX SECURITIES, INC.

ALTERNA SECURITIES, INC.

EDIFICE CAPITAL, INC.

Primary Firm SEC Registration

MONEX ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/2018

Series 63

Date: 6/13/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 3/14/2007

Series 7

Date: 5/16/2001

Series 24

Date: 10/16/2001

Current Firm

MONEX ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONEX ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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