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RS

Richard J. Stark

COMPASS CAPITAL MANAGEMENT
Englewood, CO 80112
Some features on this profile are disabled
CRD#: 4368264
RS

Professional summary

Richard Joseph Stark is a registered financial advisor currently at COMPASS CAPITAL MANAGEMENT INC located in Englewood, Colorado.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Richard has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Joseph Stark's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2025 - Present

COMPASS CAPITAL MANAGEMENT INC

Office #1: 9785 Maroon Circle Suite 130, Englewood, CO 80112
RIA
CRD#: 107823
Englewood, CO
Past

March 27, 2025 - August 21, 2025

BOULDER ASSET MANAGEMENT

RIA
CRD#: 107636
Englewood, CO
Past

January 1, 1999 - December 31, 2024

BOULDER ASSET MANAGEMENT

RIA
CRD#: 107636
ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
COMPASS CAPITAL MANAGEMENT INC
COMPASS CAPITAL MANAGEMENT INC
COMPASS CAPITAL MANAGEMENT INC

CRD#: 107823 / SEC#: 801-32238

RIA
Registered Investment Advisory firm - (6/10/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(7/28/2025)

Exams

Current Firm

COMPASS CAPITAL MANAGEMENT INC
COMPASS CAPITAL MANAGEMENT INC
COMPASS CAPITAL MANAGEMENT INC

CRD#: 107823 / SEC#: 801-32238

RIA
Registered Investment Advisory firm - (6/10/1988 Approved)
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Contact information

Main Address
706 Second Avenue South Suite 400, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 338-4051
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts1,661
AUM (Assets Under Management)$ 2,541,898,062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPASS CAPITAL MANAGEMENT INC

COMPASS CAPITAL MANAGEMENT INC

CRD#: 107823Englewood, CO 80112

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