MP
Michelle L. Palmer
NATIONS FINANCIAL GROUP
Knoxville, TN 37923
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CRD#: 4368105
MP
Professional summary
Michelle Lee Palmer, who also goes by Michelle Lee Griffin, Michelle Lee Norris, is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Knoxville, Tennessee.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michelle has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle Lee Griffin | Michelle Lee Norris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wilkes & Griffin, LLC DBA Lightbridge Wealth Management. 400 Ebenezer Rd. Knoxville, TN 37923. Is investment related. Nature of business is DBA used to offer investment and advisory services. Position is Branch Administrator. Start date was 12/14/2022. Approx. number of hours/month is 160. number of house during security trading hours/month is 140. Duties are all operational branch office needs, supervise support staff, assist clients and in house tech support
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Lee Palmer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michelle Lee Palmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2022 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 400 Ebenezer Rd., Knoxville, TN 37923Office #2: 3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411RIA
BD
CRD#: 44181
Knoxville, TN
Current
December 14, 2022 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 400 Ebenezer Rd., Knoxville, TN 37923Office #2: 3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411RIA
BD
CRD#: 44181
Knoxville, TN
Past
March 6, 2015 - December 20, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
KNOXVILLE, TN
Past
March 6, 2015 - December 20, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
KNOXVILLE, TN
Past
May 19, 2008 - March 6, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
KNOXVILLE, TN
Past
May 16, 2008 - March 6, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
KNOXVILLE, TN
Past
February 7, 2008 - April 9, 2008
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
CROSSVILLE, TN
Past
September 15, 2006 - April 9, 2008
FSC SECURITIES CORPORATION
BD
CRD#: 7461
CROSSVILLE, TN
Past
May 6, 2004 - August 21, 2006
COMERICA SECURITIES
RIA
CRD#: 17079
DETROIT, MI
Past
April 3, 2001 - August 21, 2006
COMERICA SECURITIES
BD
CRD#: 17079
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Tennessee(12/14/2022)
IAR
Tennessee(12/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONS FINANCIAL GROUP, INC.
CRD#: 44181Knoxville, TN 37923TRUST BUT VERIFY
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