Ronald C. Stith
Professional summary
Ronald Crain Stith, who also goes by Ronald Stith, is a registered financial professional currently at GREAT AMERICAN INVESTORS, INC. located in Springfield, Missouri.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1973. Ronald has worked at 10 firms and has passed the Series 63, Series 6TO, Series 99TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Crain Stith's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2006 - Present
GREAT AMERICAN INVESTORS, INC.
Office #1: 1736 E. Sunshine Plaza Towers Suite 207, Springfield, MO 65804March 16, 2004 - April 29, 2006
ARCHER ALEXANDER SECURITIES CORPORATION
January 2, 2004 - January 26, 2004
NATIONS FINANCIAL GROUP, INC.
January 10, 2000 - December 19, 2003
ARCHER ALEXANDER SECURITIES CORPORATION
July 7, 1998 - December 31, 1999
VSR FINANCIAL SERVICES, INC.
May 11, 1998 - June 2, 1998
VSR FINANCIAL SERVICES, INC.
February 21, 1996 - May 26, 1998
FIRST SPRINGFIELD SECURITIES, INC.
December 28, 1981 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 12, 1978 - January 26, 1996
OSAIC FA, INC.
September 13, 1973 - December 16, 1980
IDS LIFE INSURANCE COMPANY
September 13, 1973 - November 12, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
September 13, 1973 - January 26, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2010)
(11/18/2024)
(9/18/2009)
(4/4/2008)
(1/30/2014)
(3/7/2007)
(2/16/2012)
(8/1/2006)
(2/17/2011)
(8/10/2022)
(8/23/2016)
(9/29/2006)
(2/27/2020)
(4/23/2008)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 9/7/1973
Registered Representative ExaminationFINRA
Current Firm
GREAT AMERICAN INVESTORS, INC.
CRD#: 28489 / SEC#: , 8-44380
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
GREAT AMERICAN INVESTORS, INC.
CRD#: 28489Springfield, MO 65804TRUST BUT VERIFY
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