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DS

Denise M. Sadowski

ARTIST CAPITAL LLC
New York, NY 10019
Some features on this profile are disabled
CRD#: 4368034
DS

Professional summary

Denise Michelle Sadowski, who also goes by Denise Michelle Prestia Mrs, Denise Michelle Sadowski Mrs, is a registered financial professional currently at ARTIST CAPITAL LLC located in New York, New York.

Denise is registered as a RR (Registered Representative) and started their career in finance in 2001. Denise has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 79, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Denise Michelle Prestia Mrs | Denise Michelle Sadowski Mrs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Denise Michelle Sadowski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 7, 2012 - Present

ARTIST CAPITAL LLC

Office #1: 20 West 55th Street 11th Floor, New York, NY 10019Office #2: 20 West 55th Street 11th Floor, New York, NY 10019
BD
CRD#: 153937
New York, NY
Past

November 29, 2011 - June 6, 2012

BLUE SAND SECURITIES LLC

BD
CRD#: 142976
NEW YORK, NY
Past

March 12, 2004 - July 12, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

May 22, 2001 - October 10, 2002

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(8/18/2017)
RR
New York
(6/7/2012)
RR
Puerto Rico
(2/18/2021)
RR
Texas
(8/23/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 9/25/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 9/6/2011
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/19/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ARTIST CAPITAL LLC
ARTIST CAPITAL INC. | ARTIST CAPITAL LLC

CRD#: 153937 / SEC#: , 8-68598

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
20 West 55th Street 11th Floor, New York, NY 10019
Mailing Address
20 West 55th Street 11th Floor, New York, NY 10019
Phone number
(212) 218-7632
Established
Delaware since 02/29/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HILLY HUNDREDOWNER, LIMITED PARTNERSHIP
SADOWSKI, DENISE MICHELLECCO, EXECUTIVE REP., HOME OFFICER SUPER., AML SUPER.4368034
SANDS, JONATHAN THOMASPRESIDENT2739071
STOVER, MATTHEW GRAHAMCFO, FINOP5266972

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARTIST CAPITAL LLC

CRD#: 153937New York, NY 10019

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