Daniel M. Makin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Malcolm Makin, CFP®, CIMA® was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2001. Daniel had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2005 - October 2, 2025
PROFESSIONAL PLANNING GROUP
July 29, 2003 - March 1, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 21, 2001 - September 30, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PROFESSIONAL PLANNING GROUP
CRD#: 108868 / SEC#: 801-15330
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROFESSIONAL PLANNING GROUP
CRD#: 108868 / SEC#: 801-15330
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,354 |
| AUM (Assets Under Management) | $ 1,166,383,072 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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