Patrick R. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Ryan Morris was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2001. Patrick had worked at 8 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2012 - July 13, 2013
BONWICK CAPITAL PARTNERS, LLC
June 7, 2011 - October 5, 2011
ODEON CAPITAL GROUP LLC
September 30, 2008 - November 17, 2009
INDO-US SPECIAL EQUITIES GROUP INC.
April 30, 2008 - January 2, 2009
BATTENKILL CAPITAL, INC.
January 20, 2005 - June 9, 2006
NATIXIS SECURITIES AMERICAS LLC
March 18, 2004 - January 12, 2005
PULSE TRADING, INC.
May 16, 2003 - December 19, 2003
BLAYLOCK & COMPANY, INC.
April 10, 2001 - May 16, 2003
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BONWICK CAPITAL PARTNERS, LLC
CRD#: 156469 / SEC#: , 8-68796
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
