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RB

Riziero R. Botta

PAYCHEX SECURITIES
Rochester, NY 14623
Some features on this profile are disabled
CRD#: 4367798
RB

Professional summary

Riziero Richard Botta, who also goes by Richard Richie Botta, Richard Botta, Richie B Botta Jr., Richie Botta, Riziero Botta, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in Rochester, New York.

Riziero is registered as a RR (Registered Representative) and started their career in finance in 2004. Riziero has worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Richard Richie Botta | Richard Botta | Richie B Botta Jr. | Richie Botta | Riziero Botta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Riziero Richard Botta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 28, 2026 - Present

PAYCHEX SECURITIES CORPORATION

Office #1: 220 Kenneth Drive, Rochester, NY 14623
BD
CRD#: 39733
Rochester, NY
Past

February 27, 2023 - December 6, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
SHELTON, CT
Past

September 8, 2022 - February 28, 2023

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SHELTON, CT
Past

June 7, 2021 - September 9, 2022

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
SHELTON, CT
Past

December 4, 2015 - September 9, 2022

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
SHELTON, CT
Past

November 3, 2015 - December 1, 2015

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
PURCHASE, NY
Past

November 10, 2014 - June 16, 2015

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

March 6, 2014 - August 20, 2014

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

April 18, 2013 - February 5, 2014

EQUITY SERVICES, INC.

BD
CRD#: 265
NEW YORK, NY
Past

December 7, 2010 - September 15, 2011

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
STATEN ISLAND, NY
Past

March 12, 2010 - July 8, 2010

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
STATEN ISLAND, NY
Past

February 9, 2004 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
ELMSFORD, NY
Past

February 9, 2004 - August 12, 2008

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ELMSFORD, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/29/2026)
RR
Arkansas
(4/30/2026)
RR
California
(4/29/2026)
RR
Colorado
(4/30/2026)
RR
Connecticut
(4/29/2026)
RR
Delaware
(4/30/2026)
RR
District of Columbia
(4/30/2026)
RR
Florida
(4/29/2026)
RR
Georgia
(4/29/2026)
RR
Hawaii
(4/29/2026)
RR
Idaho
(4/30/2026)
RR
Illinois
(4/30/2026)
RR
Indiana
(4/29/2026)
RR
Iowa
(4/29/2026)
RR
Kansas
(4/29/2026)
RR
Kentucky
(4/30/2026)
RR
Louisiana
(4/29/2026)
RR
Maine
(4/30/2026)
RR
Michigan
(4/30/2026)
RR
Minnesota
(4/29/2026)
RR
Nebraska
(4/29/2026)
RR
Nevada
(4/29/2026)
RR
New Jersey
(4/30/2026)
RR
New Mexico
(4/30/2026)
RR
North Carolina
(4/29/2026)
RR
Ohio
(4/29/2026)
RR
Oklahoma
(4/29/2026)
RR
Pennsylvania
(4/29/2026)
RR
Rhode Island
(5/4/2026)
RR
South Carolina
(4/30/2026)
RR
South Dakota
(4/29/2026)
RR
Tennessee
(4/29/2026)
RR
Texas
(4/29/2026)
RR
Utah
(4/29/2026)
RR
Vermont
(4/29/2026)
RR
Virginia
(4/30/2026)
RR
Washington
(5/1/2026)
RR
West Virginia
(4/30/2026)
RR
Wisconsin
(5/5/2026)
RR
Wyoming
(4/29/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/8/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/7/2004
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/19/2016
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PAYCHEX SECURITIES CORPORATION
PAYCHEX SECURITIES CORPORATION

CRD#: 39733 / SEC#: , 8-48942

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
PREMIUM
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Contact information

Main Address
220 Kenneth Drive, Rochester, NY 14623
Mailing Address
220 Kenneth Drive, Rochester, NY 14623
Phone number
(585) 387-4312
Established
New York since 07/17/1995
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAYCHEX HOLDINGS, LLCPARENT CORP
SCHRADER, ROBERT LEWISDIRECTOR7827962
SIMMONS, CHRISTOPHER CARLTREASURER7621466
YEZZI, KELLY MPRESIDENT6900749
YEZZI, KELLY MCHIEF COMPLIANCE OFFICER6900749

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAYCHEX SECURITIES CORPORATION

CRD#: 39733Rochester, NY 14623

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