Karen D. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Donahoo Clark, who also goes by Karen Donahoo, Karen Donahoo Fink, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 2001. Karen had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2017 - September 1, 2020
UNION SQUARE GLOBAL WEALTH MANAGEMENT
October 28, 2005 - October 9, 2006
MBSC, LLC
June 16, 2004 - October 9, 2006
MBSC, LLC
January 23, 2002 - November 6, 2002
FIRST REPUBLIC SECURITIES COMPANY, LLC
March 15, 2001 - November 29, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
UNION SQUARE GLOBAL WEALTH MANAGEMENT
CRD#: 111776 / SEC#: 801-55304
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UNION SQUARE GLOBAL WEALTH MANAGEMENT
CRD#: 111776 / SEC#: 801-55304
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 361,235,925 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
