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Sidney Homer Stires

CRD# 436775·Registered 1969 - 2002
Previously Registered: Being a previously registered professional could mean that Sidney is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sidney Homer Stires was a registered financial advisor. Sidney was a previously registered financial professional and started their career in finance 1969 - 2002. Sidney had worked at 2 firms and has passed the Series 4, F04 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

STIRES & CO., INC.·CRD# 6813
BD
New York, NY
February 28, 1975 - September 19, 2002
RUANE CUNNIFF & STIRES INC·CRD# 1000005
BD
June 5, 1969 - February 22, 1975

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Current Firm

S&
STIRES & CO., INC.

STIRES & CO., INC. | STIRES, O'DONNELL AND CO., INC. | STIRES AND COMPANY, INC.

CRD#: 6813 / SEC#: 8-18268
BD
Terminated by SEC on 11/24/2002

Contact Information

Established

New York since 01/15/1975

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ODONNELL, ROBERT JOHNSHAREHOLDER1558093
STIRES, SIDNEY HOMERPRESIDENT436775
STIRES, ANNE CARROLLSHAREHOLDER—
STIRES, PHILIPSHAREHOLDER—
STIRES, THOMASSHAREHOLDER—
WRIGHT, MARTHASHAREHOLDER—
ESTATE OF PAT SHEERINSHAREHOLDER—
FERRARO, PATRICIA MARIEFINANCIAL AND OPERATIONS PRINCIPAL4263513
GODSHELL, R. ELLISSHAREHOLDER—
RUFFIN, PETERSHAREHOLDER—

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 4 — Registered Options Principal Examination

Passed Jul 1978About the Series 4 exam

F04 — Financial Principal Examination

Passed Jan 1977

Series 00 — General Securities Principal Examination

Passed Dec 1967

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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