Samuel C. Hurley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Clay Hurley was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2000. Samuel had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2012 - September 24, 2019
CARNEGIE INVESTMENT COUNSEL
February 28, 2000 - June 27, 2012
HURLEY INVESTMENT COUNSEL LTD., INC.
Primary Firm SEC Registration
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,127 |
| AUM (Assets Under Management) | $ 6,520,130,588 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 07/13/2023 | ||
| 02/08/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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