John T. Wei
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Tc Wei, CFP®, CPWA®, who also goes by John T Wei, John Wei, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2004. John had worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Start date: 2019-07-15
Expire date: 2023-06-30
Experience
January 17, 2023 - September 24, 2024
PLANYOURWEI FINANCIAL LLC
September 16, 2022 - November 23, 2022
EDELMAN FINANCIAL ENGINES
January 19, 2022 - August 29, 2022
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
April 22, 2021 - September 29, 2021
EP WEALTH ADVISORS
September 5, 2018 - December 23, 2020
SUMMITRY, LLC
September 14, 2015 - August 21, 2018
MERCER GLOBAL ADVISORS INC.
October 10, 2014 - August 31, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 9, 2014 - August 31, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 29, 2013 - September 22, 2014
CHARLES SCHWAB & CO., INC.
October 29, 2013 - September 22, 2014
CHARLES SCHWAB & CO., INC.
April 8, 2013 - October 7, 2013
STRATEGIC ADVISERS LLC
April 1, 2013 - October 4, 2013
FIDELITY BROKERAGE SERVICES LLC
February 26, 2009 - March 8, 2013
NEW ENGLAND SECURITIES
February 18, 2009 - March 8, 2013
NEW ENGLAND SECURITIES
October 11, 2004 - February 9, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
September 20, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
September 20, 2004 - February 9, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PLANYOURWEI FINANCIAL LLC
CRD#: 324461 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
