Timothy J. Durnan
Professional summary
Timothy John Durnan, who also goes by Timothy John Durnan, Tj Durnan, is a registered financial professional currently at STONEX FINANCIAL INC. located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 5 firms and has passed the Series 63, Series 3, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy John Durnan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2024 - Present
STONEX FINANCIAL INC.
Office #1: 230 Park Avenue 10th Floor, New York, NY, 10169November 13, 2019 - December 31, 2024
STONEX OUTSOURCED SERVICES LLC
April 12, 2004 - June 9, 2004
CHARLES SCHWAB & CO., INC.
January 12, 2004 - June 9, 2004
UBS CAPITAL MARKETS L.P.
May 17, 2001 - January 12, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/29/2024)
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(5/6/2024)
(5/14/2024)
Exams
Series 57TO
Date: 11/20/2019
Securities Trader ExamSeries 7TO
Date: 11/13/2019
General Securities Representative ExaminationSeries 55
Date: 12/6/2001
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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