John P. Longobardi Sr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Longobardi Sr, who also goes by John Paul Longobardi Sr., was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2015 - December 5, 2018
IEX SERVICES LLC
July 1, 2013 - August 28, 2015
VIRTU AMERICAS LLC
March 8, 2010 - July 1, 2013
GETCO SECURITIES, LLC
January 25, 2010 - March 12, 2010
BARCLAYS CAPITAL INC.
October 1, 2009 - January 25, 2010
LABRANCHE FINANCIAL SERVICES, LLC
July 5, 2001 - September 30, 2009
LABRANCHE & CO. LLC
April 18, 2001 - June 12, 2001
USI SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/21/2008
Limited Representative-Equity Trader ExamCurrent Firm
IEX SERVICES LLC
CRD#: 167872 / SEC#: , 8-69280
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
