William H. Glover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Harvey Glover III, who also goes by Harvey Glover, W. Harvey Glover III, William Harvey Glover, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2002. William had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2011 - April 16, 2014
OCP CAPITAL, LLC
November 25, 2009 - April 19, 2011
FORESIDE FUND SERVICES, LLC
October 9, 2009 - November 5, 2009
ZENITH CAPITAL INVESTMENT ADVISORS, LLC
March 20, 2006 - October 17, 2008
FAIRFIELD HEATHCLIFF CAPITAL LLC
December 17, 2002 - April 27, 2005
BSI INVESTMENT ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OCP CAPITAL, LLC
CRD#: 143381 / SEC#: , 8-67556
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHIMERA CAPITAL PARTNERS, LLC | MEMBER | |
| RUDMAN, GEORGE PAUL | PRESIDENT, CCO, FINOP | 2757828 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
