James Michael Stilwell
Professional Summary
James Michael Stilwell, who also goes by Mike Stilwell, was a registered financial advisor. James was a previously registered financial advisor and started their career in finance 1970 - 2005. James had worked at 13 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 22, Series 1 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Stilwell
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
56 years in the financial services industry
Current & Past Employments
Past
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Current Firm
1717 CAPITAL MANAGEMENT COMPANY | PML SECURITIES COMPANY
Contact Information
Established
Pennsylvania since 01/22/1969Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOSTER, DOUGLAS WAYNE | VICE PRESIDENT | 4395571 |
Disclosures
Regulatory Event
4Arbitration
1Bond
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1995About the Series 6 examSeries 22 — Direct Participation Programs Representative Examination
Passed Aug 1995About the Series 22 examSeries 1 — Registered Representative Examination
Passed Aug 1970Series 40 — Registered Principal Examination
Passed Nov 1976Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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