William T. Ward
Professional summary
William Thompson Ward JR, CFP®, who also goes by William Thompson Ward Jr., William Thompson Ward, William Thompson Ward, Jr., is a registered financial advisor currently at WARD & ASSOCIATES located in San Diego, California.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. William has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Thompson Ward JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
March 11, 2004 - Present
WARD & ASSOCIATES
Primary Firm SEC Registration
WARD & ASSOCIATES
CRD#: 107878 / SEC#: 801-55927
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/11/2004)
Current Firm
WARD & ASSOCIATES
CRD#: 107878 / SEC#: 801-55927
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 191,335,879 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/16/2025 | ||
| 12/17/2024 | ||
| 01/31/2024 | ||
| 02/01/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
