Judson E. Cass
Professional summary
Judson E Cass, AIF®, CFP®, who also goes by Judson Edward Cass, is a registered financial advisor currently at A & I WEALTH MANAGEMENT located in Lone Tree, Colorado and GENEOS WEALTH MANAGEMENT, INC. located in Lone Tree, Colorado.
Judson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Judson has worked at 8 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Judson E Cass's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
July 12, 2012 - Present
A & I WEALTH MANAGEMENT
Office #1: 9605 Kingston Court Suite 190, Lone Tree, CO 80112July 10, 2012 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 9605 Kingston Court Suite 190, Lone Tree, CO 80112February 24, 2012 - July 5, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 24, 2012 - July 5, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 31, 2008 - February 1, 2012
TD AMERITRADE, INC.
March 31, 2008 - February 1, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 13, 2008 - February 1, 2012
TD AMERITRADE, INC.
April 1, 2004 - March 14, 2008
CHARLES SCHWAB & CO., INC.
May 20, 2002 - March 1, 2004
COMPUTERSHARE SECURITIES CORPORATION
April 3, 2001 - November 8, 2001
TUCKER ANTHONY INCORPORATED
Primary Firm SEC Registration
A & I WEALTH MANAGEMENT
CRD#: 148357 / SEC#: 801-69819
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2013)
(7/10/2012)
(7/12/2012)
(8/31/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/28/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
A & I WEALTH MANAGEMENT
CRD#: 148357 / SEC#: 801-69819
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 463,877,312 |
Red Flags
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