John P. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Murphy, who also goes by John Murphy, John Paul Murphy, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2019 - May 16, 2019
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
February 28, 2013 - November 5, 2018
GENEOS WEALTH MANAGEMENT, INC.
September 2, 2010 - February 28, 2013
COMMONWEALTH FINANCIAL NETWORK
May 10, 2007 - September 7, 2010
OSAIC SERVICES, INC.
October 1, 2004 - April 18, 2007
MFS FUND DISTRIBUTORS, INC.
October 6, 2003 - September 22, 2004
COREBRIDGE CAPITAL SERVICES, INC.
April 3, 2001 - October 21, 2003
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
CRD#: 8494 / SEC#: , 8-25547
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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