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David Barnhill Runberg

CRD# 4366362·Registered 2002 - 2013
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Barnhill Runberg, who also goes by David Arthur Barnhill, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2002 - 2013. David had worked at 2 firms and has passed the Series 7 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Arthur Barnhill

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

TCADVISORS NETWORK INC.·CRD# 35794
BD
Centennial, CO
June 26, 2007 - November 8, 2013
GPC SECURITIES, INC.·CRD# 14007
BD
Atlanta, GA
October 15, 2002 - January 30, 2003

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Current Firm

TN
TCADVISORS NETWORK INC.

GEMISYS SECURITIES CORPORATION | TCADVISORS NETWORK INC.

CRD#: 35794 / SEC#: 8-46909
BD
Terminated by SEC on 07/29/2018

Contact Information

Established

Colorado since 12/17/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FINN, STEPHEN ANDREWSHAREHOLDER1749769
BIENEMANN, STEVEN JAMESREGUSTERED PRINCIPAL5194856
DYKES, ROBERT ROSCOESHAREHOLDER6764816
HEBERT, CHESTER JOSEPHCCO1678446
LEIGHT, GARY ALANSHAREHOLDER6749795
MASSA, MARK WILLIAMSHAREHOLDER6227919
OSTERLUND, PATTY DIANNSHAREHOLDER—
OSTERLUND, RODNEY WILLIAMSHAREHOLDER—
PACE, JOSHUA ADAMSHAREHOLDER6576915

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2007About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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