RG
Roberto E. Gadala-maria
EFG ASSET MANAGEMENT (AMERICAS)
MIAMI, FL 33131
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CRD#: 4366093
RG
Professional summary
Roberto Elias Gadala-maria is a registered financial advisor currently at EFG ASSET MANAGEMENT (AMERICAS) CORP. located in Miami, Florida and EFG CAPITAL INTERNATIONAL located in Miami, Florida.
Roberto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Roberto has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name of Entity: Venturo Capital Family Holdings. Start Date: July 2016. Venturo Capital Family Holdings (VCFH) is a Panamanian Investment Vehicle established for the sole benefit of myself and two siblings. VCFH owns 100% of Venturo Capital One which owns approximately 12.5% of shares of three distressed properties based in the Dominican Republic. No prospecting or marketing of this investment. No time spent and no compensation received. 2. RIAR (Registered Investment Advisor Representative) with affiliated company EFG Asset Management (Americas), providing investment advice and services to clients on a non-discretionary basis. Compensation through EFG Capital International Corp (salaried employment). 3. Name of Entity: Cristal Lake Continental Inc. (Private Equity Investment Company CL). 50% Director/Shareholder of a holding company that owns private equity investments in the software development industry based in the Dominican Republic. The holding company owns approximately 64% of Accounting Live LLC. (www.accountinglive.com). The holding company also maintains a 50% stake in a Dominican based corporation named, ADITEC DOMINICANA SRL, which is a construction materials distribution company. (www.aditec-ec.com). The remaining 50% of this holding company is owned by my business partner in the Dominican Republic. No marketing or prospecting of this investment. Established for myself and business partner who runs the day to day activities. No time spent and no compensation received. 4. Name of Entity: Shout, LLC; Start date: 05/26/2017 Description: LLC created to hold personal boat. Income: None 5. Name of Entity: Accounting Live, LLC; Start date: 4/28/2017; Description: Owned by Cristal Lake (previously reported OBA) Provides billing software for small businesses and accounting firms. Income: dividend income from Cristal Lake, LLC. 6. Name of Charity: Salvadorian American Humanitarian Foundation Inc; Start date: 1/1/2006; Position: Director, founding member. Compensation: None 7. Name of Charity: Voices of Children Foundation; Start date: 1/1/2013; Position: Director, Chair of Communications Committee. Compensation: None 8. Name of Entity: Solsur Holding S.R.L. - Shareholder - Solar power plant in the Dominican Republic. Start date: 10/1/2024. Compensation: None. 9. Name of Entity: Beach Door 705 LLC - Owner - Rental property - Start Date: 10/28/2024. 10.0 Name of Entity: EFG Capital International Insurance Services - Associate - Referral of insurance business to outside agencies. Start date: April 1, 2025.
CRS (Client Relationship Summary) - RIA
Click below to view Roberto Elias Gadala-maria's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2019 - Present
EFG ASSET MANAGEMENT (AMERICAS) CORP.
Office #1: 701 Brickell Avenue Suite 1310, Miami, FL 33131RIA
CRD#: 158905
MIAMI, FL
Current
December 21, 2005 - Present
EFG CAPITAL INTERNATIONAL
Office #1: 701 Brickell Avenue 9th Floor, Miami, FL 33131BD
CRD#: 40118
Miami, FL
Past
April 30, 2021 - July 13, 2021
EFG CAPITAL INTERNATIONAL
RIA
CRD#: 40118
MIAMI, FL
Past
July 11, 2016 - February 22, 2019
EFG CAPITAL ADVISORS INC.
RIA
CRD#: 112224
MIAMI, FL
Past
February 25, 2008 - November 6, 2014
EFG CAPITAL ADVISORS LLC
RIA
CRD#: 145208
MIAMI, FL
Past
March 1, 2006 - February 21, 2008
EFG CAPITAL INTERNATIONAL
RIA
CRD#: 40118
MIAMI, FL
Past
April 10, 2001 - December 20, 2005
EFG CAPITAL INTERNATIONAL LLC
BD
CRD#: 28349
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFG ASSET MANAGEMENT (AMERICAS) CORP.
EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.
CRD#: 158905 / SEC#: 801-72773
RIA
Registered Investment Advisory firm - (10/3/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(11/12/2019)
RR
Florida(12/21/2005)
IAR
Florida(12/13/2019)
RR
New York(12/21/2005)
RR
Oklahoma(2/27/2006)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EFG ASSET MANAGEMENT (AMERICAS) CORP.
EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.
CRD#: 158905 / SEC#: 801-72773
RIA
Registered Investment Advisory firm - (10/3/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
701 Brickell Avenue Suite 1310, Miami, FL 33131
Mailing Address
Phone number
(305) 482-8000
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 678 |
| AUM (Assets Under Management) | $ 1,915,401,213 |
Red Flags
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Company Information
EFG ASSET MANAGEMENT (AMERICAS) CORP.
CRD#: 158905Miami, FL 33131TRUST BUT VERIFY
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