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MM

Mark Matsumura

MKX CAPITAL
KANEOHE, HI
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CRD#: 4365652
MM
Mark MatsumuraMKX CAPITAL

Professional summary

Mark Matsumura, CFP®, who also goes by Mark Kazuyoshi Matsumura, is a registered financial advisor currently at MKX CAPITAL located in Kaneohe, Hawaii.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 9 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 24 and Series 51 exams.

At a Glance

Always Fiduciary

Aliases

Mark Kazuyoshi Matsumura

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance Agent, Investment Related, 45-652 Apapane St., Kaneohe, HI 96744, Agent; 09/2024; less than 5 hours/month. 2) Central Pacific Bank, Investment Related, 45-652 Apapane St., Kaneohe, HI 96744, Investment Office, 11/2021, less than 5 hours/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Matsumura's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

July 30, 2026 - Present

MKX CAPITAL

RIA
CRD#: 340028
KANEOHE, HI
Past

September 10, 2020 - November 23, 2021

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
HONOLULU, HI
Past

September 10, 2020 - November 23, 2021

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
HONOLULU, HI
Past

March 9, 2017 - September 22, 2020

OSAIC WEALTH, INC.

RIA
CRD#: 23131
HONOLULU, HI
Past

March 9, 2017 - September 22, 2020

OSAIC WEALTH, INC.

BD
CRD#: 23131
HONOLULU, HI
Past

May 13, 2016 - April 5, 2017

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
HONOLULU, HI
Past

May 13, 2016 - April 5, 2017

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
HONOLULU, HI
Past

May 8, 2012 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
HONOLULU, HI
Past

May 8, 2012 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
HONOLULU, HI
Past

October 26, 2006 - May 2, 2012

NEW ENGLAND SECURITIES

RIA
CRD#: 615
HONOLULU, HI
Past

August 18, 2006 - May 2, 2012

NEW ENGLAND SECURITIES

BD
CRD#: 615
HONOLULU, HI
Past

May 14, 2001 - August 10, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
HONOLULU, HI
Past

April 16, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

April 16, 2001 - August 10, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
HONOLULU, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Hawaii
(7/30/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/23/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/26/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/12/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/26/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 51
Date: 3/26/2024
Municipal Fund Securities Principal Examination

Current Firm

MC
MKX CAPITAL
MKX CAPITAL | MKX CAPITAL, LLC

CRD#: 340028 / SEC#:

Hawaii
Registered Investment Advisory firm - (6/10/2026 Approved)
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Contact information

Main Address
Kaneohe, HI
Mailing Address
Po Box 161222, Honolulu, HI 96816
Phone number
(808) 554-5847
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MKX CAPITAL

CRD#: 340028Kaneohe, HI

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