Janis E. Reese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janis Eileen Reese, who also goes by Janis E Reese, was a registered financial professional .
Janis is a previously registered financial professional and started their career in finance in 2001. Janis had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2019 - December 31, 2021
IFP SECURITIES, LLC
November 30, 2010 - May 23, 2019
LPL FINANCIAL LLC
November 2, 2010 - December 31, 2021
INDEPENDENT FINANCIAL PARTNERS
February 29, 2008 - December 1, 2010
NRP ADVISORS, INC.
July 28, 2006 - October 16, 2008
NRP FINANCIAL, INC.
July 28, 2006 - November 30, 2010
NRP FINANCIAL, INC.
March 26, 2002 - July 31, 2006
AVANTAX PLANNING PARTNERS, INC.
October 23, 2001 - August 8, 2006
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 2, 2001 - September 7, 2001
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
