Pamela O. Dean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Omer Dean, CFP®, who also goes by Pamela O Flatley, Pamela Omer Gebauer, Pamela Beth Omer, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 2001. Pamela had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - July 12, 2016
BMO HARRIS FINANCIAL ADVISORS, INC.
December 19, 2005 - December 21, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
December 16, 2005 - July 12, 2016
BMO HARRIS FINANCIAL ADVISORS, INC.
March 17, 2005 - December 31, 2005
HARRISDIRECT LLC
March 9, 2005 - December 31, 2005
HARRISDIRECT LLC
April 16, 2001 - April 6, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 4, 2001 - April 6, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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