Jonathan D. Frazier

BLUE MONARCH FINANCIAL

Braselton, GA

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CRD#: 4364934

Professional summary

Jonathan David Frazier is a registered financial advisor currently at BLUE MONARCH FINANCIAL INC. located in Braselton, Georgia.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jonathan has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Frazier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2026 - Present

BLUE MONARCH FINANCIAL INC.

RIA

CRD#: 330561

Braselton, GA

Past

September 1, 2023 - November 5, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

August 10, 2023 - November 14, 2025

OSAIC INSTITUTIONS, INC.

CRD#: 35371

MERIDEN, CT

Past

August 4, 2023 - December 16, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HOLBROOK, NY

Past

June 11, 2020 - September 16, 2020

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

June 11, 2020 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

June 11, 2020 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

SEATTLE, WA

Past

June 11, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

June 11, 2020 - June 24, 2024

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

June 11, 2020 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

June 19, 2018 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PHOENIX, AZ

Past

June 15, 2018 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

June 15, 2018 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

December 4, 2007 - March 3, 2009

ADVANTAGE CAPITAL CORPORATION

RIA

CRD#: 146

ATLANTA, GA

Past

December 4, 2007 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

November 8, 2007 - October 29, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

November 8, 2007 - March 3, 2009

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

November 8, 2007 - November 9, 2016

OSAIC SERVICES, INC.

CRD#: 133763

PHOENIX, AZ

Past

November 8, 2007 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

November 8, 2007 - November 5, 2025

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 4, 2007 - March 6, 2007

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

DULUTH, GA

Past

March 26, 2003 - September 5, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

DULUTH, GA

Past

April 12, 2002 - March 5, 2007

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

March 20, 2001 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/23/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/25/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 4/19/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BLUE MONARCH FINANCIAL INC.

BLUE MONARCH FINANCIAL INC. | BLUE MONARCH WEALTH GROUP

CRD#: 330561 / SEC#:

Texas

Registered Investment Advisory firm - (10/17/2024 Approved)

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Contact information

Main Address

2418 Lee Street Suite 130, Greenville, TX 75401

Mailing Address

Phone number

(469) 933-1125

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 8,592,869

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan D. Frazier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Frazier's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC INSTITUTIONS, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

INVESTACORP, INC.

SECURITIES SERVICE NETWORK, LLC

KMS FINANCIAL SERVICES, INC.

SECURITIES AMERICA, INC.

LADENBURG THALMANN & CO. INC.

TRIAD ADVISORS LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

ADVANTAGE CAPITAL CORPORATION

FSC SECURITIES CORPORATION

AMERICAN GENERAL SECURITIES INCORPORATED

ADVANTAGE CAPITAL CORPORATION

OSAIC SERVICES, INC.

FSC SECURITIES CORPORATION

OSAIC WEALTH, INC.

INVESTMENT ADVISORS INTERNATIONAL, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/2002

Series 63

Date: 4/23/2001

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2001

Series 6

Date: 3/19/2001

Series 24

Date: 7/25/2001

Series 26

Date: 4/19/2001

Current Firm

BLUE MONARCH FINANCIAL INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUE MONARCH FINANCIAL INC.

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