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Bayly P. Winder
POLYGON INVESTMENT MANAGEMENT
Wilson, WY
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CRD#: 4364916
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Professional summary
Bayly Philip Winder is a registered financial advisor currently at POLYGON INVESTMENT MANAGEMENT located in Wilson, Wyoming.
Bayly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Bayly has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALRIGHT STONEBRIDGE GROUP - NON-INVESTMENT-RELATED - 601 13TH STREET, NW 10TH FLOOR WASHINGTON, DC 20005 - SENIOR ADVISOR - CONSULTING - 06/2016 - APPROX 20 HRS/MONTH (APPROX 1 HR PER DAY DURING TRADING HOURS) - PROVIDE STRATEGIC ADVICE TO CLIENTS IN MIDDLE EAST & NORTH AFRICA REGION.
CRS (Client Relationship Summary) - RIA
Click below to view Bayly Philip Winder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2003 - Present
POLYGON INVESTMENT MANAGEMENT
RIA
CRD#: 123291
Wilson, WY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wyoming(1/5/2023)
Exams
Current Firm
PI
POLYGON INVESTMENT MANAGEMENT
POLYGON INVESTMENT MANAGEMENT | POLYGON INVESTMENT MANAGEMENT, LLC
CRD#: 123291 / SEC#:
New Jersey
Registered Investment Advisory firm - (2/22/2023 Terminated)Wyoming
Registered Investment Advisory firm - (8/26/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Wilson, WY
Mailing Address
Phone number
(609) 933-5969
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 24,721,809 |
Red Flags
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