William P. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Peirce Stewart JR., who also goes by William Peirce Stewart Jr., William Peirce Stewart, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1961. William had worked at 7 firms and has passed the Series 63 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - December 12, 2013
IMST DISTRIBUTORS, LLC
September 30, 2011 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
May 25, 1999 - December 23, 2014
W.P. STEWART & CO., LLC
October 23, 1996 - December 31, 2010
W. P. STEWART SECURITIES LLC
June 21, 1976 - August 11, 1997
W. P. STEWART & CO., INC.
August 16, 1973 - April 15, 1976
G S GRUMMAN & ASSOC INC
April 18, 1961 - August 24, 1973
EDWARDS & HANLY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 3/29/1976
Financial Principal ExaminationCurrent Firm
IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
