Heather S. Sevillano

AGILIS INVESTMENT MANAGEMENT LLC

WILTON, CT 06897

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CRD#: 4364781

Professional summary

Heather Simon Sevillano, who also goes by Heather Christine Sevillano Mrs, Heather Christine Sevillano, Heather Christine Simon, is a registered financial advisor currently at AGILIS INVESTMENT MANAGEMENT LLC located in Wilton, Connecticut.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Heather has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Christine Sevillano Mrs | Heather Christine Sevillano | Heather Christine Simon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Simon Sevillano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2025 - Present

AGILIS INVESTMENT MANAGEMENT LLC

Office #1: 187 Danbury Road Suite 201, Wilton, CT 06897

RIA

CRD#: 336358

WILTON, CT

Past

November 1, 2024 - June 10, 2025

ROUND ROCK ADVISORS LLC

RIA

CRD#: 286007

WILTON, CT

Past

October 5, 2020 - November 5, 2024

GREENWICH INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 127161

NORWALK, CT

Past

June 9, 2005 - February 5, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

FAIRFIELD, CT

Past

March 28, 2005 - February 5, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

FAIRFIELD, CT

Past

November 1, 2004 - February 3, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

WESTPORT, CT

Past

September 20, 2004 - February 3, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

October 22, 2002 - August 25, 2004

ASSET & FINANCIAL PLANNING, LTD

RIA

CRD#: 110709

POUGHKEEPSIE, NY

Past

April 20, 2001 - August 13, 2004

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AGILIS INVESTMENT MANAGEMENT LLC

CRD#: 336358 / SEC#: 801-132879

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/13/2025)

IAR

Texas
(6/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/5/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/18/2001

General Securities Representative Examination

Current Firm

AGILIS INVESTMENT MANAGEMENT LLC

CRD#: 336358 / SEC#: 801-132879

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

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Contact information

Main Address

187 Danbury Road Suite 201, Wilton, CT 06897

Mailing Address

Phone number

(203) 920-1011

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AGILIS INITIAL ADV PART 2A (4/28/2025)

Regulatory assets under management

Total Number of Accounts	203
AUM (Assets Under Management)	$ 123,624,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Heather S. Sevillano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Simon Sevillano's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROUND ROCK ADVISORS LLC

GREENWICH INVESTMENT MANAGEMENT, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ASSET & FINANCIAL PLANNING, LTD

PRIME CAPITAL SERVICES, INC.

Primary Firm SEC Registration

AGILIS INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/2020

Series 63

Date: 7/5/2001

Series 7

Date: 4/18/2001

Current Firm

AGILIS INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AGILIS INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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