Reese M. Corley

SCARBOROUGH CAPITAL MANAGEMENT

Annapolis, MD 21401

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CRD#: 4364546

Professional summary

Reese Michael Corley, who also goes by Reese Michael Corley, Reese M Corley, Reese Corley, is a registered financial advisor currently at SCARBOROUGH CAPITAL MANAGEMENT located in Annapolis, Maryland and INDEPENDENT FINANCIAL GROUP, LLC located in Annapolis, Maryland.

Reese is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Reese has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Reese Michael Corley | Reese M Corley | Reese Corley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) U.S. Army Reserves, 430th ICTC, Glen Burnie MD NCO/SQUAD LEADER/SGT SINCE 11/2011 WORKING APPROX 48 HRS PER MO EARNING $500 P/M. Drives military vehicles and train soldiers how to drive military vehicles. 2) U.S. ARMY RESERVES POSITION: Employee NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 72 SECURITIES TRADING HOURS: 16 START DATE: 11/20/2011 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: Soldier in the U.S. Army Reserves. Mostly weekends, some weekdays and general 2-3 weeks in the summer for annual training.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reese Michael Corley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2024 - Present

SCARBOROUGH CAPITAL MANAGEMENT

Office #1: 1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401

RIA

CRD#: 169517

Annapolis, MD

Current

November 18, 2024 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401

RIA

CRD#: 7717

Annapolis, MD

Past

November 18, 2024 - November 19, 2024

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SAN DIEGO, CA

Past

July 15, 2020 - November 18, 2024

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

COLUMBIA, MD

Past

January 15, 2020 - November 18, 2024

EQUITABLE ADVISORS, LLC

CRD#: 6627

COLUMBIA, MD

Past

November 1, 2019 - November 25, 2019

M&T SECURITIES, INC.

CRD#: 17358

ELLICOTT CITY, MD

Past

September 18, 2012 - December 19, 2018

FORESIDE FUND SERVICES, LLC

CRD#: 46106

BETHESDA, MD

Past

March 15, 2001 - September 10, 2010

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

NORTH HAVEN, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCARBOROUGH CAPITAL MANAGEMENT

SCARBOROUGH ADVISORS, LLC | SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517 / SEC#: 801-79006

RIA

Registered Investment Advisory firm - (11/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(11/18/2024)

IAR

Maryland
(12/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 2/9/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/27/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/14/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/31/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SCARBOROUGH CAPITAL MANAGEMENT

SCARBOROUGH ADVISORS, LLC | SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517 / SEC#: 801-79006

RIA

Registered Investment Advisory firm - (11/20/2013 Approved)

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Contact information

Main Address

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401

Mailing Address

Phone number

(410) 573-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCM 2025 FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	2,056
AUM (Assets Under Management)	$ 1,399,926,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Reese M. Corley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reese Michael Corley's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

M&T SECURITIES, INC.

FORESIDE FUND SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SCARBOROUGH CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/2020

Series 63

Date: 3/19/2001

Series 52TO

Date: 2/9/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/27/2008

Series 6

Date: 3/14/2001

Series 24

Date: 1/31/2020

FINRA

Current Firm

SCARBOROUGH CAPITAL MANAGEMENT

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCARBOROUGH CAPITAL MANAGEMENT

TRUST BUT VERIFY

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