SW
Shallon J. Weis
BRADFORD FINANCIAL CENTER
Clarion, IA 50525
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CRD#: 4364513
SW
Professional summary
Shallon Jean Weis, AIF®, CFP®, who also goes by Shallon Jean Johnson, is a registered financial advisor currently at BRADFORD FINANCIAL CENTER located in Clarion, Iowa and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Clarion, Iowa.
Shallon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Shallon has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shallon Jean Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) BRADFORD FINANCIAL CENTER - REPRESENTATIVE, FINANCIAL PLANNER - REGISTERED INVESTMENT ADVISOR - CLARION, IA - SINCE 01/2005 - INVESTMENT RELATED 2.) BRADFORD INSURANCE - AGENT - INSURANCE SALES AND SERVICE - CLARION, IA - SINCE 01/2009 - INVESTMENT RELATED 3.) BRADFORD TAX & ACCOUNTING NETWORK - CUSTOMER SERVICE - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - CLARION, IA - SINCE 01/2015 - NOT INVESTMENT RELATED 4.) WEIS SERVICES - TRACTOR REPAIR AND SMALL FARM - GALT, IA - SINCE 06/2014 - NOT INVESTMENT RELATED 5.) CITY OF GALT - CITY COUNCIL MEMBER - CITY COUNCIL - GALT, IA - SINCE 11/2016 - NOT INVESTMENT RELATED 6.) JOSHUA AND SHALLON WEIS - LANDLORD - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - GALT, IA - SINCE 11/2018 - INVESTMENT RELATED 7.) SJW FINANCIAL SERVICES, LLC - PRESIDENT - LLC NOT HELD OUT TO THE PUBLIC FOR TAX AND PAYMENT OF COMMISSIONS - GALT, IA - SINCE 01/2020 - NOT INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Shallon Jean Weis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
December 3, 2008 - Present
BRADFORD FINANCIAL CENTER
Office #1: 119 Central Ave W, Clarion, IA 50525RIA
CRD#: 110953
Clarion, IA
Current
August 4, 2006 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 119 Central Ave. W, Clarion, IA 50525Office #2: 180 Est 5th Street, Garner, IA 50438RIA
BD
CRD#: 20804
Clarion, IA
Past
September 15, 2004 - November 15, 2004
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BRADFORD FINANCIAL CENTER
BRADFORD FINANCIAL CENTER
CRD#: 110953 / SEC#: 801-68117
RIA
Registered Investment Advisory firm - (7/23/2007 Approved)Iowa
Registered Investment Advisory firm - (9/13/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/22/2012)
RR
Arizona(7/20/2022)
RR
California(4/30/2013)
RR
Idaho(1/12/2015)
RR
Iowa(8/7/2006)
IAR
Iowa(12/3/2008)
RR
Kansas(9/22/2023)
RR
Michigan(7/20/2022)
RR
Minnesota(1/12/2015)
RR
Missouri(7/15/2021)
RR
Nebraska(7/12/2016)
IAR
Nebraska(7/14/2025)
RR
South Dakota(1/23/2020)
RR
Texas(9/13/2019)
RR
Washington(3/12/2021)
RR
Wisconsin(3/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BRADFORD FINANCIAL CENTER
BRADFORD FINANCIAL CENTER
CRD#: 110953 / SEC#: 801-68117
RIA
Registered Investment Advisory firm - (7/23/2007 Approved)Iowa
Registered Investment Advisory firm - (9/13/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
119 Central Ave W, Clarion, IA 50525
Mailing Address
Po Box 540, Clarion, IA 50525-0540
Phone number
(515) 532-6661
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,710 |
| AUM (Assets Under Management) | $ 232,332,172 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRADFORD FINANCIAL CENTER
CRD#: 110953Clarion, IA 50525TRUST BUT VERIFY
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