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KP

Katherine J. Petrelli

NATIONAL WEALTH MANAGEMENT GROUP
Palm Coast, FL
Some features on this profile are disabled
CRD#: 4364419
KP

Professional summary

Katherine Jo Petrelli, who also goes by Gatson, Katherine Jo Guerrero, Kathy Guerrero, Guerrero, Katherine Gatson Petrelli, Kathy Gatson Petrelli, Kathy Petrelli, is a registered financial advisor currently at NATIONAL WEALTH MANAGEMENT GROUP, LLC located in Palm Coast, Florida and LPL FINANCIAL LLC located in Palm Coast, Florida.

Katherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Katherine has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gatson | Katherine Jo Guerrero | Kathy Guerrero | Guerrero | Katherine Gatson Petrelli | Kathy Gatson Petrelli | Kathy Petrelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Jo Petrelli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 13, 2016 - Present

NATIONAL WEALTH MANAGEMENT GROUP, LLC

RIA
CRD#: 174883
Palm Coast, FL
Current

January 9, 2009 - Present

LPL FINANCIAL LLC

RIA
BD
CRD#: 6413
PALM COAST, FL
Past

January 13, 2016 - December 31, 2021

NATIONAL WEALTH MANAGEMENT GROUP, LLC

RIA
CRD#: 174883
Palm Coast, FL
Past

January 16, 2009 - March 4, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
DAYTONA BEACH, FL
Past

August 11, 2008 - December 10, 2008

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA
CRD#: 139233
WESTON, FL
Past

April 4, 2002 - December 10, 2008

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
ORLANDO, FL
Past

April 17, 2001 - April 12, 2002

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC

CRD#: 174883 / SEC#: 801-80983

RIA
Registered Investment Advisory firm - (2/19/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/18/2026)
RR
California
(1/9/2009)
RR
Connecticut
(2/18/2026)
RR
Florida
(1/9/2009)
IAR
Florida
(1/13/2016)
RR
Georgia
(7/28/2025)
RR
Massachusetts
(2/18/2026)
RR
New Jersey
(2/18/2026)
RR
New York
(2/18/2026)
RR
North Carolina
(2/20/2026)
RR
Ohio
(2/19/2026)
RR
Pennsylvania
(1/15/2026)
RR
South Carolina
(2/18/2026)
RR
Texas
(2/18/2026)
RR
Wisconsin
(2/25/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/19/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/1/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/16/2001
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/30/2001
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC

CRD#: 174883 / SEC#: 801-80983

RIA
Registered Investment Advisory firm - (2/19/2015 Approved)
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Contact information

Main Address
11260 Chester Road Suite 250, Cincinnati, OH 45246-0002
Mailing Address
Phone number
(513) 772-2592
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NWMG WRAP PROGRAM BROCHURE (9/19/2025)
NWMG PART 2A DISCLOSURE BROCHURE (9/19/2025)

Regulatory assets under management

Total Number of Accounts1,066
AUM (Assets Under Management)$ 325,727,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NATIONAL WEALTH MANAGEMENT GROUP, LLC

CRD#: 174883Palm Coast, FL

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