Christina Maddock
Professional summary
Christina Maddock, who also goes by Christina M Maddock, Christina Tobias Maddock, Christina M Tobias, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Fox Island, Washington and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Christina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christina has worked at 6 firms and has passed the Series 66, Series 6TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christina Maddock's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
August 18, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111August 26, 2021 - July 15, 2022
J.P. MORGAN SECURITIES LLC
August 26, 2021 - July 15, 2022
J.P. MORGAN SECURITIES LLC
October 27, 2020 - January 11, 2021
PRINCIPAL SECURITIES, INC.
May 3, 2005 - September 1, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 3, 2005 - September 1, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 1, 2004 - February 22, 2005
WAMU INVESTMENTS, INC.
December 1, 2004 - February 22, 2005
WAMU INVESTMENTS, INC.
May 8, 2001 - August 29, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2001 - August 29, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2024)
(8/18/2022)
(8/18/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 10/27/2020
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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