Jason C. Gresham

WEALTH MANAGEMENT OF THE BLUEGRASS.

LEXINGTON, KY 40503

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CRD#: 4364298

Professional summary

Jason Christopher Gresham, CFP®, who also goes by Jason Gresham, is a registered financial advisor currently at WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. located in Lexington, Kentucky.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jason has worked at 7 firms and has passed the Series 66, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Gresham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Christopher Gresham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

July 28, 2017 - Present

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.

Office #1: 424 Lewis Hargett Circle Suite 250, Lexington, KY 40503

RIA

CRD#: 289163

LEXINGTON, KY

Past

May 17, 2007 - September 3, 2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

LEXINGTON, KY

Past

May 17, 2007 - September 3, 2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

LEXINGTON, KY

Past

July 6, 2005 - March 6, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

LEXINGTON, KY

Past

July 6, 2005 - March 6, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

LEXINGTON, KY

Past

March 17, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

LEXINGTON, KY

Past

March 17, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

May 4, 2001 - October 16, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 4, 2001 - October 16, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

March 19, 2001 - March 27, 2001

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.

CRD#: 289163 / SEC#: 801-127821

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

Kentucky

Registered Investment Advisory firm - (5/23/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(7/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/21/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/12/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/17/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.

CRD#: 289163 / SEC#: 801-127821

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

Kentucky

Registered Investment Advisory firm - (5/23/2023 Terminated)

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Contact information

Main Address

424 Lewis Hargett Circle Suite 250, Lexington, KY 40503

Mailing Address

Phone number

(859) 420-4838

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 167,449,228

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason C. Gresham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Christopher Gresham's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/21/2001

Series 7

Date: 6/12/2001

Series 6

Date: 3/17/2001

Current Firm

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.

TRUST BUT VERIFY

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