Charles J. Grosso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles John Grosso, who also goes by Chuck Grosso, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2001. Charles had worked at 7 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2019 - May 1, 2019
INTL FCSTONE CREDIT TRADING LLC
August 8, 2018 - May 14, 2021
STONEX FINANCIAL INC.
February 20, 2018 - May 8, 2018
WALL STREET ACCESS
June 13, 2016 - August 11, 2017
MESIROW FINANCIAL, INC.
April 20, 2004 - December 2, 2015
BROWNSTONE INVESTMENT GROUP, LLC
May 1, 2003 - April 13, 2004
PERSHING ADVISOR SOLUTIONS LLC
June 7, 2001 - May 1, 2003
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/16/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/16/2024
Operations Professional ExaminationCurrent Firm
INTL FCSTONE CREDIT TRADING LLC
CRD#: 41025 / SEC#: , 8-49291
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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