Alexandra Rumie
Professional Summary
Alexandra Rumie, who also goes by Alexandra Maria Rumie, is a registered financial advisor currently at OCEAN FINANCIAL ADVISORS LLC located in Miami, Florida and OCEAN FINANCIAL SERVICES, LLC located in Miami, Florida. Alexandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Alexandra has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alexandra Maria Rumie
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
OCEAN FINANCIAL ADVISORS LLC
Contact Information
Main Address
780 Nw 42nd Avenue Suite 500, Miami, FL 33126Phone Number
(305) 461-6940# of Employees
10Documents
Regulatory Assets Under Management
Total Number of Accounts
5AUM (Assets Under Management)
$4,032,760Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/23/2018)
(2/26/2026)
(4/23/2018)
(6/21/2019)
(2/24/2026)
(4/23/2018)
(4/23/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2005About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Alexandra Rumie's CRS (Customer Relationship Summary).
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