Daniel M. Croke
Professional summary
Daniel Martin Croke was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daniel Martin Croke was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2001. Daniel had worked at 3 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2005 - May 27, 2010
EMPIRE SECURITIES CORPORATION
August 25, 2003 - April 8, 2005
JAMES HAROLD GOODE, JR.
March 9, 2001 - October 23, 2001
BURCH & COMPANY, INC
State Registrations and Notice Filings
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Exams
Current Firm
EMPIRE SECURITIES CORPORATION
CRD#: 2826 / SEC#: , 8-15305
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARQUE ORION HOLDINGS, LLC | OWNER | |
| NING, MICHAEL CHENG | CHIEF COMPLIANCE OFFICER | 1229733 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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