Kenneth R. Downey
Professional summary
Kenneth Richard Downey JR., who also goes by Kenneth Richard Downey Jr, Kenneth Richard Downey Jr., Kenneth Richard Downey, Kenneth Downey, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in New York City, New York and FIDELITY PRIME FINANCING located in New York City, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2012. Kenneth has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Richard Downey JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
December 24, 2020 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 640 Fifth Avenue, New York City, NY 10019April 17, 2025 - Present
FIDELITY PRIME FINANCING
Office #1: 640 Fifth Avenue, New York City, NY 10019March 16, 2015 - December 11, 2015
NATIONAL FINANCIAL SERVICES LLC
July 2, 2012 - November 21, 2014
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2024)
Exams
Series 99TO
Date: 4/17/2025
Operations Professional ExaminationSeries 7TO
Date: 12/23/2020
General Securities Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FIDELITY PRIME FINANCING
CRD#: 299736 / SEC#: , 8-70261
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | OWNER | |
| CREEDON, ADAM | CHIEF COMPLIANCE OFFICER | 5417517 |
| HUNT, JON PETER | DIRECTOR | 2270130 |
| MARCHUK, ANTON V | ELECTED MANAGER | 4002432 |
| REMMES, GREGORY JOHN | PRINCIPAL OPERATIONS OFFICER, ELECTED MANAGER | 2169049 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| RICHARD, STEPHEN ROBERT | PRESIDENT; ELECTED MANAGER | 3113456 |
| RYAN, KRISTA | C.L.O.; SECRETARY | |
| TESAURO, THOMAS JOHN | C.E.O., ELECTED MANAGER | 1862532 |
Red Flags
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