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RN

Richard J. Nigon

CEDAR POINT CAPITAL
Edina, MN 55439
Some features on this profile are disabled
CRD#: 4363549
RN

Professional summary

Richard Joseph Nigon is a registered financial professional currently at CEDAR POINT CAPITAL, LLC located in Edina, Minnesota.

Richard is registered as a RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Joseph Nigon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 25, 2008 - Present

CEDAR POINT CAPITAL, LLC

Office #1: 7300 Metro Blvd Suite 360, Edina, MN 55439Office #2: 7300 Metro Blvd Suite 360, Edina, MN 55439
BD
CRD#: 145116
Edina, MN
Past

May 16, 2007 - January 25, 2008

MILLER JOHNSON STEICHEN KINNARD, INC.

BD
CRD#: 694
MINNEAPOLIS, MN
Past

December 6, 2006 - May 16, 2007

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
MINNEAPOLIS, MN
Past

June 7, 2001 - December 6, 2006

MILLER JOHNSON STEICHEN KINNARD, INC.

BD
CRD#: 694
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/14/2014)
RR
California
(4/11/2011)
RR
Connecticut
(4/22/2013)
RR
Illinois
(3/17/2016)
RR
Indiana
(10/23/2012)
RR
Minnesota
(1/28/2008)
RR
New Jersey
(3/13/2008)
RR
New York
(6/12/2012)
RR
Oregon
(7/10/2012)
RR
Pennsylvania
(5/7/2012)
RR
Texas
(12/16/2013)
RR
Wisconsin
(6/11/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 6/25/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/6/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/7/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CEDAR POINT CAPITAL, LLC
CEDAR POINT CAPITAL, LLC

CRD#: 145116 / SEC#: , 8-67704

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
7300 Metro Blvd Suite 360, Edina, MN 55439
Mailing Address
7300 Metro Blvd Suite 360, Edina, MN 55439
Phone number
(952) 259-6249
Established
Minnesota since 02/09/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOHNSON, DAVID BRUCECEO, MANAGING MEMBER259171
DENDOOVEN, MARK LINCOLNCFO/FINOP4315832
JOHNSON, TODD CAMPBELLCCO/AMLCO/EXEC. REP4282375

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CEDAR POINT CAPITAL, LLC

CRD#: 145116Edina, MN 55439

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