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LN

Lisa B. Neimark

HILCO CORPORATE FINANCE
CHICAGO, IL 60611
Some features on this profile are disabled
CRD#: 4363521
LN

Professional summary


Lisa Beth Neimark, who also goes by Lisa Beth Neimark-heyman, is a registered financial professional currently at HILCO CORPORATE FINANCE, LLC located in Chicago, Illinois.

Lisa is registered as a RR (Registered Representative) and started their career in finance in 2002. Lisa has worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 82TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lisa Beth Neimark-Heyman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Lisa Beth Neimark's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 6, 2025 - Present

HILCO CORPORATE FINANCE, LLC

Office #1: 401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
BD
CRD#: 282060
CHICAGO, IL
Past

November 14, 2017 - January 4, 2021

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

May 14, 2013 - December 11, 2015

KROLL SECURITIES LLC

BD
CRD#: 36927
CHICAGO, IL
Past

May 16, 2007 - December 9, 2008

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
CHICAGO, IL
Past

April 22, 2002 - April 20, 2007

GIULIANI CAPITAL ADVISORS LLC

BD
CRD#: 111140
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/24/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/3/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/3/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 2/3/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


HC
HILCO CORPORATE FINANCE, LLC
HILCO CORPORATE FINANCE, LLC

CRD#: 282060 / SEC#: , 8-69699

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
Mailing Address
401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
Phone number
(847) 504-3270
Established
Delaware since 03/09/2015
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
HILCO VALUATION SERVICES, LLCMEMBER
KAUP, ERIC WARDSECRETARY AND GENERAL COUNSEL6584047
KLEIN, RICHARD SCOTTCHIEF EXECUTIVE OFFICER2388649
LENART, BRIAN DOUGLASCCO, AMLCO, FINOP736107

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information


HILCO CORPORATE FINANCE, LLC

CRD#: 282060Chicago, IL 60611

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