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CP

Carolyn A. Paldino

CONIFER INVESTMENTS LTD
WEST HARTFORD, CT 06107
Some features on this profile are disabled
CRD#: 4363324
CP

Professional summary

Carolyn Anne Paldino is a registered financial advisor currently at CONIFER INVESTMENTS LTD located in West Hartford, Connecticut.

Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Carolyn has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Anne Paldino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 26, 1994 - Present

CONIFER INVESTMENTS LTD

Office #1: 61 South Main Street, West Hartford, CT 06107
RIA
CRD#: 106159
WEST HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CONIFER INVESTMENTS LTD
CONIFER INVESTMENTS LTD

CRD#: 106159 / SEC#: 801-47009

RIA
Registered Investment Advisory firm - (7/21/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(7/26/1994)

Exams

Current Firm

CI
CONIFER INVESTMENTS LTD
CONIFER INVESTMENTS LTD

CRD#: 106159 / SEC#: 801-47009

RIA
Registered Investment Advisory firm - (7/21/1994 Approved)
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Contact information

Main Address
65 Lasalle Road Suite 402, West Hartford, CT 06107
Mailing Address
Phone number
(860) 761-1041
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CONIFER INVESTMENTS (3/14/2025)

Regulatory assets under management

Total Number of Accounts85
AUM (Assets Under Management)$ 465,762,749

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2025
Cover Page
Report
02/29/2024
Cover Page
Report
03/29/2023
Cover Page
Report
03/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONIFER INVESTMENTS LTD

CRD#: 106159West Hartford, CT 06107

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