Jim M. Stewart

NWF ADVISORY SERVICES

Santa Rosa, CA 95409

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CRD#: 436305

Professional summary

Jim Mcnair Stewart, CFP®, who also goes by Jim M Stewart, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Santa Rosa, California and OSAIC WEALTH, INC. located in Santa Rosa, California.

Jim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Jim has worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim M Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NWF ADVISORY GROUP POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2017 ADDRESS: 6367 Meadowridge Drive, Santa Rosa CA 95409, United States; DESCRIPTION: I monitor investment results with my clients and survey other money managers to compare performance. I meet with my clients to discuss if these accounts are meeting clients objectives or if a change is needed. 2. JIM STEWART POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1992 ADDRESS: 6367 Meadowridge Dr., Santa Rosa CA 95409-5856, United States DESCRIPTION: Insurance sales, both life and long term care, are incidental to my securities & financial planning activities. 3. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a dba under/powered by NWF Advisory Group LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 6367 Meadowridge Dr. Santa Rosa, CA 95409-5856, Santa Rosa CA 95409, United States DESCRIPTION: I am a financial professional marketing myself under the dba Artisan Capital Partners.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jim Mcnair Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Current

February 14, 2017 - Present

NWF ADVISORY SERVICES INC

Office #1: 6367 Meadowridge Dr., Santa Rosa, CA 95409

RIA

CRD#: 110410

Santa Rosa, CA

Current

December 16, 2008 - Present

OSAIC WEALTH, INC.

Office #1: 6367 Meadowridge Drive, Santa Rosa, CA 95409-5856

RIA

CRD#: 23131

Santa Rosa, CA

Past

December 18, 2008 - February 5, 2013

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

December 18, 2008 - April 18, 2017

WHJR ASSOCIATES

RIA

CRD#: 113269

COVINA, CA

Past

February 4, 2008 - December 23, 2008

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

COVINA, CA

Past

February 4, 2008 - December 23, 2008

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

COVINA, CA

Past

April 14, 2000 - February 12, 2008

WHJR ASSOCIATES

RIA

CRD#: 113269

COVINA, CA

Past

July 8, 1997 - February 13, 2008

OSAIC WEALTH, INC.

RIA

CRD#: 23131

COVINA, CA

Past

September 9, 1992 - February 13, 2008

OSAIC WEALTH, INC.

CRD#: 23131

COVINA, CA

Past

May 30, 1992 - September 29, 1992

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Past

April 5, 1990 - June 30, 1992

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

February 10, 1987 - April 2, 1990

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

July 1, 1985 - February 18, 1987

FREEMAN FINANCIAL SERVICES CORPORATION

CRD#: 6722

Past

September 29, 1970 - July 10, 1985

LFG SECURITIES, INC.

CRD#: 5374

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/16/2008)

California
(12/16/2008)

IAR

California
(2/14/2017)

Idaho
(12/16/2008)

Kansas
(3/13/2025)

Maryland
(4/7/2016)

Massachusetts
(1/30/2012)

Missouri
(3/11/2013)

Nevada
(12/16/2008)

New York
(1/30/2012)

North Carolina
(1/31/2019)

Ohio
(1/18/2019)

Oregon
(2/18/2021)

Utah
(12/17/2008)

Virginia
(12/16/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/29/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 7/30/1970

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jim M. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jim Mcnair Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

WHJR ASSOCIATES

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

WHJR ASSOCIATES

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

BA INVESTMENT SERVICES, INC.

CAPITAL BROKERAGE CORPORATION

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

FREEMAN FINANCIAL SERVICES CORPORATION

LFG SECURITIES, INC.

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/29/1994

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 7/30/1970

FINRA

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

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