Andy C. Khoo

A.I.M. FINANCIAL GROUP

ALPHARETTA, GA

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CRD#: 4363046

Professional summary

Andy C Khoo, CFP® is a registered financial advisor currently at A.I.M. FINANCIAL GROUP, INC. located in Alpharetta, Georgia.

Andy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Andy has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)AIM FINANCIAL GROUP, INC; INVESTMENT RELATED; 990 GREAT RISSINGTON WAY ALPHARETTA GA 30022; REGISTERED INVESTMENT ADVISORY; PRESIDENT; 11/23/2004 TO PRESENT; 100 HOURS PER MONTH; 70 HOURS PER TRADING HOURS; PROVIDE INVESTMENT ADVISE TO CLIENTS THROUGH PRE SALE PLATFORM; PROVIDE INSURANCE ADVISE TO CLIENTS THROUGH DIFFERENT INSURANCE CARRIERS SELL LIFE, HEALTH AND FIXED INSURANCE PROVIDE ESTATE PLANNING ADVISE TO CLIENTS. 2)K&L SERVICE; NOT INVESTMENT RELATED; 990 GREAT RISSINGTON WAY ALPHARETTA GA 30022; TAX PLANNING; VICE-PRESIDENT; 01/15/2006 TO PRESENT; 20 HOURS PER MONTH; PROVIDE TAX PLANNING TO CLIENTS. PROVIDES INSURANCE & TAX PLANNING FOR CLIENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andy C Khoo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

May 4, 2006 - Present

A.I.M. FINANCIAL GROUP, INC.

RIA

CRD#: 134393

ALPHARETTA, GA

Past

January 3, 2005 - December 31, 2005

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

ALPHARETTA, GA

Past

November 4, 2004 - April 4, 2011

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

ALPHARETTA, GA

Past

February 11, 2003 - December 14, 2004

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

September 20, 2002 - December 31, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

April 25, 2001 - September 12, 2002

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/4/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/5/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/24/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/6/2002

General Securities Principal Examination

Current Firm

A.I.M. FINANCIAL GROUP, INC.

A.I.M FINANCIAL GROUP, INC. | A.I.M. FINANCIAL GROUP, INC.

CRD#: 134393 / SEC#:

Georgia

Registered Investment Advisory firm - (5/4/2006 Approved)

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Contact information

Main Address

Alpharetta, GA

Mailing Address

Phone number

(404) 579-5168

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 23,720,459

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Andy C. Khoo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andy C Khoo's CRS (Customer Relationship Summary).

Certified licenses

Experience

A.I.M. FINANCIAL GROUP, INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

WAMU INVESTMENTS, INC.

CHARLES SCHWAB & CO., INC.

E*TRADE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2001

Series 63

Date: 5/5/2001

Series 7

Date: 4/24/2001

Series 24

Date: 2/6/2002

Current Firm

A.I.M. FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

A.I.M. FINANCIAL GROUP, INC.

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