Mario Di Luigi

EFPR WEALTH ADVISORS

Rochester, NY 14604

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CRD#: 4363033

Professional summary

Mario Di Luigi is a registered financial advisor currently at EFPR WEALTH ADVISORS, LLC located in Rochester, New York.

Mario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mario has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Full time partner in a CPA firm specializing in tax and business services. No commissions received from being a partner only share in the profits of the firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Di Luigi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2024 - Present

EFPR WEALTH ADVISORS, LLC

Office #1: 100 South Clinton Avenue Suite 1500, Rochester, NY 14604

RIA

CRD#: 316165

Rochester, NY

Past

September 18, 2018 - March 13, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCHESTER, NY

Past

September 18, 2018 - March 13, 2024

LPL FINANCIAL LLC

CRD#: 6413

ROCHESTER, NY

Past

March 11, 2011 - September 19, 2018

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

ROCHESTER, NY

Past

March 9, 2011 - September 19, 2018

CADARET, GRANT & CO., INC.

CRD#: 10641

ROCHESTER, NY

Past

October 19, 2010 - March 7, 2011

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ROCHESTER, NY

Past

June 1, 2005 - March 7, 2011

EQUITABLE ADVISORS, LLC

CRD#: 6627

ROCHESTER, NY

Past

December 2, 2003 - June 1, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

July 22, 2002 - December 2, 2003

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Past

March 13, 2001 - June 14, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

March 13, 2001 - June 14, 2002

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/23/2024)

IAR

South Carolina
(7/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/12/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EFPR WEALTH ADVISORS, LLC

EF&P WEALTH ADVISORS, LLC | EFPR WEALTH ADVISORS, LLC

CRD#: 316165 / SEC#:

New York

Registered Investment Advisory firm - (12/1/2021 Approved)

South Carolina

Registered Investment Advisory firm - (11/4/2022 Approved)

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Contact information

Main Address

100 South Clinton Avenue Suite 1500, Rochester, NY 14604

Mailing Address

Phone number

(585) 295-0505

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mario Di Luigi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Di Luigi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MONY SECURITIES CORPORATION

TRUSTED SECURITIES ADVISORS CORP.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2003

SIE

Date: 10/1/2018

Series 7

Date: 3/3/2003

Series 6

Date: 3/12/2001

Current Firm

EFPR WEALTH ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

EFPR WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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