Bo Irene Shen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bo Irene Shen, who also goes by Irene Shen, was a registered financial professional .
Bo Irene is a previously registered financial professional and started their career in finance in 2001. Bo Irene had worked at 6 firms and has passed the Series 63, Series 65, Series 22TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2022 - June 12, 2026
PREVAIL CAPITAL LLC
September 19, 2014 - February 2, 2015
WELBORN CAPITAL LLC
June 5, 2013 - September 8, 2014
RICHFIELD ORION INTERNATIONAL, INC.
January 11, 2012 - March 31, 2015
TKC WEALTH MANAGEMENT LLC
September 12, 2011 - November 29, 2011
TKC WEALTH MANAGEMENT LLC
August 22, 2002 - July 18, 2011
CHARLES SCHWAB & CO., INC.
August 19, 2002 - July 18, 2011
CHARLES SCHWAB & CO., INC.
March 14, 2001 - July 1, 2002
YOUNGBLOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 9/26/2022
Direct Participation Programs Representative ExaminationCurrent Firm
PREVAIL CAPITAL LLC
CRD#: 141322 / SEC#: , 8-67378
Contact information
FINRA licenses (36 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
