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MG

Montague N. Guild,jr.

GUILD INVESTMENT MANAGEMENT
WESTLAKE VILLAGE, CA 91362
Some features on this profile are disabled
CRD#: 4362959
MG

Professional summary

Montague Nmi Guild,jr. MR., who also goes by Montague Nmi Guild,jr., is a registered financial advisor currently at GUILD INVESTMENT MANAGEMENT, INC. located in Westlake Village, California.

Montague is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Montague has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Montague Nmi Guild,jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Montague Nmi Guild,jr. MR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 1997 - Present

GUILD INVESTMENT MANAGEMENT, INC.

Office #1: 31225 La Baya Drive Suite 214, Westlake Village, CA 91362
RIA
CRD#: 108390
WESTLAKE VILLAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GUILD INVESTMENT MANAGEMENT, INC.
GUILD INVESTMENT MANAGEMENT INC | GUILD INVESTMENT MANAGEMENT, INC.

CRD#: 108390 / SEC#: 801-56863

RIA
Registered Investment Advisory firm - (9/28/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/8/1997)
IAR
Texas
(5/1/2006)

Exams

Current Firm

GI
GUILD INVESTMENT MANAGEMENT, INC.
GUILD INVESTMENT MANAGEMENT INC | GUILD INVESTMENT MANAGEMENT, INC.

CRD#: 108390 / SEC#: 801-56863

RIA
Registered Investment Advisory firm - (9/28/1999 Approved)
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Contact information

Main Address
31225 La Baya Drive Suite 214, Westlake Village, CA 91362
Mailing Address
Phone number
(310) 826-8600
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GUILD INVESTMENT MANAGEMENT BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts196
AUM (Assets Under Management)$ 151,897,382

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GUILD INVESTMENT MANAGEMENT, INC.

CRD#: 108390Westlake Village, CA 91362

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