Sidney A. Blum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Arnold Blum was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 1998. Sidney had worked at 4 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2015 - November 1, 2016
STRATEGIC WEALTH PARTNERS
January 3, 2006 - October 30, 2015
GREATLIGHT FEE ONLY ADVISORS, LLC
January 5, 2004 - January 3, 2006
LEONETTI & ASSOCIATES INC
August 19, 1998 - March 29, 2004
SUCCESSFUL FINANCIAL SOLUTIONS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC WEALTH PARTNERS
CRD#: 174052 / SEC#: 801-80683
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,045 |
| AUM (Assets Under Management) | $ 3,483,244,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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