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Tony E. Morrison

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CRD#: 4362545
TM

Professional summary

Tony Eugene Morrison was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Tony is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Tony had worked at 3 firms, which includes TEXAS SECURITIES PARTNERS INC., SALOMON GREY FINANCIAL CORPORATION, REEF SECURITIES INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 3, 2004 - July 29, 2008

TEXAS SECURITIES PARTNERS, INC.

BD
CRD#: 46247
PLANO, TX
Past

May 24, 2004 - December 3, 2004

SALOMON GREY FINANCIAL CORPORATION

BD
CRD#: 43413
DALLAS, TX
Past

March 21, 2001 - June 22, 2001

REEF SECURITIES, INC.

BD
CRD#: 31951
RICHARDSON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/29/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22
Date: 5/22/2004
Direct Participation Programs Representative Examination
Principal/Supervisory Exam
RR
Series 39
Date: 12/13/2002
Direct Participation Programs Principal Examination

Current Firm

TS
TEXAS SECURITIES PARTNERS, INC.
H B CAPITAL SECURITIES, INC. | TEXAS SECURITIES PARTNERS, INC.

CRD#: 46247 / SEC#: , 8-51349

BD
Terminated by SEC on 08/29/2008
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 01/01/2008
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ETHOS SOLUTIONS, LLCSOLE SHAREHOLDER
ALLEN, WILLIAM AUSTINCCO, FINOP, SECRETARY5073085
MORRISON, TONY EUGENEPRESIDENT/CFO/REGISTERED PRINCIPAL4362545

Disclosures

Regulatory Event1
Civil Event1

Red Flags

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Company Information

TEXAS SECURITIES PARTNERS, INC.

CRD#: 46247

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