Francie Heller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francie Heller, who also goes by Francie Hurvitz Mrs., was a registered financial professional .
Francie is a previously registered financial professional and started their career in finance in 2006. Francie had worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2021 - January 1, 2026
ARKONIS CAPITAL LLC
April 17, 2018 - December 31, 2020
FORESIDE FUNDS DISTRIBUTORS LLC
August 31, 2012 - March 15, 2018
SILVER LEAF PARTNERS, LLC
April 12, 2010 - September 20, 2012
HOULIHAN LOKEY CAPITAL, INC.
May 22, 2006 - June 13, 2008
J.P. MORGAN CLEARING CORP.
May 22, 2006 - June 13, 2008
J.P. MORGAN SECURITIES LLC
February 3, 2006 - May 10, 2006
STONEHAVEN, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ARKONIS CAPITAL LLC
CRD#: 147798 / SEC#: , 8-67928
Contact information
FINRA licenses (41 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
